Compliance Assistant

Brown & Brown • Full-time • 52-56 Leadenhall Street and 106 Fenchurch Street, London, EC3A 2BJ • 1w ago

Built on meritocracy, our unique company culture rewards self-starters and those who are committed to doing what is best for our customers.

Job title: Compliance Assistant - Italian speaking

Location: London

Salary: negotiable

Responsibilities

Act as first point of contact for compliance issues
Complaints coordinating
Ensure compliance monitoring plan is on target
Conflicts of interest policy/register review and ensure up-to-date
Deal with TOBA issues/maintain TOBA register
Ownership of risk register/updates
Disseminating Compliance Information/Conduct Management Information to the Board
Attend LIIBA/Lloyd’s/London Market training/seminars
Ownership of Gift & Hospitality registers
Due diligence of producing brokers
Responsible for keeping Compliance Manual up-to-date
Regulatory returns to FCA / FSMA
Product Oversight Monitoring
Monitor Insurer security ratings
Internal Audit function
Internal Risk Assessments
Conducting compliance training for all staff
SM&CR oversight/monitoring
Training oversight/monitoring
Ad Hoc Compliance requirements as and when required

Skills & Experience

Essential:

We are an Equal Opportunity Employer. We take pride in the diversity of our team and seek diversity in our applicants.

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